Roseview Investment Advisors, LLC (Boston)

Name: Roseview Investment Advisors, LLC
Address: 100 High Street, Boston, MA, 02110
Telephone: 617-951-3900

Roseview Investment Advisors, LLC is a large advisory firm based in Boston. It manages $454.36 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdiction of Massachusetts.

Roseview Investment Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Roseview Investment Advisors: assets under management

The assets under management (AUM) of Roseview Investment Advisors, LLC is $454.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $454.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $151.45 million each.

Roseview Investment Advisors has custody of $353.1 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roseview Investment Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roseview Investment Advisors serves?

The only and largest group of clients of Roseview Investment Advisors is pooled investment vehicles with 3 clients and $454.36 million of assets under management. Among the 11 most similar advisory firms, Roseview Investment Advisors has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $454.36 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Roseview Investment Advisors also advises several private funds. Namely, three real estate funds.

Careers at Roseview Investment Advisors, LLC

The company employs 10 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Roseview Capital Partners	Managing member	1 Feb 2007	75% - 100%	13-4258960
Joshua Paul Anderson	Chief operating officer	1 Feb 2007	Other	5199199
Stephen Gerard Corridan	Investment committee officer	1 Feb 2007	Other	6123477
Vincent James Costantini	Ceo	1 Feb 2007	Other	4706944
Nigel Thomas Keenan	Investment committee officer	1 Jan 2010	Other	6133003
Nathaniel Bruce White	Cco/ controller	1 Sep 2015	Other	6644897
Madison Marquette Investment Advisors Llc	Managing member	1 Jul 2019	75% - 100%	84-2643466

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Vincent James Costantini	Owner/ ceo	1 Jan 2001	75% - 100%	4706944
Madison Marquette Realty Group Llc	Managing member	1 Jul 2019	75% - 100%	83-4333244
Madison Realty Corporation	Managing member	1 Jul 2019	75% - 100%	31-1670746
The Pure Spring Trust	Shareholder	1 Jul 2019	25% - 50%	foreign entity
Cg (Retail) Inc.	Shareholder	1 Jul 2019	75% - 100%	76-0359961
Capital Guidance America Inc.	Shareholder	1 Jul 2019	75% - 100%	76-0205168
Capital Guidance (Holding) Ltd.	Shareholder	1 Jul 2019	75% - 100%	98-0350889
The Mona Lisa Trust	Shareholder	1 Jul 2019	25% - 50%	foreign entity
Northern Star Trustcompany Ltd	Trustee	1 Jul 2019	Other	foreign entity
Madison Realty Llc	Managing member	1 Aug 2019	75% - 100%	83-4311536

Based in Boston

The principal office where Roseview Investment Advisors, LLC performs its advisory services is located at 100 High Street, Boston, MA 02110, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-951-3900 or by fax 617-951-3901. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at roseview.com/ and its LinkedIn profile.