Saw Mill Capital L.L.C. (Briarcliff Manor)

Name: Saw Mill Capital L.L.C.
Address: 555 Pleasantville Rd, Briarcliff Manor, NY, 10510
Telephone: 914-741-1300

Saw Mill Capital L.L.C. is a large advisory firm based in Briarcliff Manor. It manages $473.05 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of New York.

Saw Mill Capital L.L.C provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saw Mill Capital L.L.C: assets under management

The assets under management (AUM) of Saw Mill Capital L.L.C. is $473.05 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 74% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $473.05 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $118.26 million each.

Saw Mill Capital L.L.C has custody of $193.67 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saw Mill Capital L.L.C. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Saw Mill Capital L.L.C serves?

The only and largest group of clients of Saw Mill Capital L.L.C is pooled investment vehicles with 4 clients and $473.05 million of assets under management. Among the 6 most similar advisory firms, Saw Mill Capital L.L.C has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $473.05 million for 4 clients. None of the firm’s clients are foreign persons or businesses.

Saw Mill Capital L.L.C also advises several private funds. Namely, four private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Saw Mill Capital L.L.C.

The company employs 17 people that are either part- or full-time employees. 76 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Blinn Marie Cirella	Chief financial officer	1 Nov 2006	Other	4589174
Lp Saw Mill Capital Holdings	Sole member	1 Jan 2008	75% - 100%	26-1423051
William Mark Gerstner	Partner, chief compliance officer	1 Jan 2011	Other	2563144

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Howard Unger	Member	1 Jan 2006	75% - 100%	6022608
Llc Saw Mill Capital Associates Gp	General partner	1 Nov 2007	Other	20-4119013
Howard Unger	Limited partner	1 Nov 2007	50% - 75%	6022608

Based in Briarcliff Manor

The principal office where Saw Mill Capital L.L.C. performs its advisory services is located at 555 Pleasantville Rd, Briarcliff Manor, NY 10510, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-741-1300 or by fax 914-919-1110. The normal business hours are 9:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at sawmillcapital.com.