Tjt Capital Group, LLC (Stamford)

Name: Tjt Capital Group, LLC
Address: 9 W. Broad Street, Stamford, CT, 06902
Telephone: 203-504-8850

Tjt Capital Group, LLC is a large advisory firm based in Stamford. It manages $214.39 million of regulatory assets for 611 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Alaska, Arizona, California, and 25 other states.

Tjt Capital Group provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tjt Capital Group: assets under management

The assets under management (AUM) of Tjt Capital Group, LLC is $214.39 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 146% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $214.39 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $350.88 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 89% of the total AUM. The second-largest asset type is exchange traded securities, which make up 7% of the firm’s portfolio. Investments in cash and cash equivalents form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Tjt Capital Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Tjt Capital Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Tjt Capital Group is high net worth individuals with 268 clients and $178.38 million of assets under management. Among the 9 most similar advisory firms, Tjt Capital Group has the 2nd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $214.39 million for 380 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Tjt Capital Group doesn't advise any private funds.

Careers at Tjt Capital Group, LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Timothy Owen Mcmullan	Managing member	1 Jun 2009	25% - 50%	1493626
James August Cook	Managing member	1 Jul 2009	25% - 50%	2764871
Timothy Mcfadden	Chief compliance officer	1 Aug 2009	25% - 50%	1718980
Jodi Ann Trujillo	Chief compliance officer	1 Mar 2010	Other	2792622
Timothy Mcfadden	Chief compliance officer	1 Mar 2012	25% - 50%	2792622

Based in Stamford

The principal office where Tjt Capital Group, LLC performs its advisory services is located at 9 W. Broad Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-504-8850 or by fax 203-504-8849. The normal business hours are 8:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at tjtcapital.com.