Harkey Corp (Charlotte)


Harkey Corp is a large advisory firm based in Charlotte. It manages $60.61 million of regulatory assets for 543 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of North Carolina.

Harkey Corp provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Harkey Corp: assets under management

The assets under management (AUM) of Harkey Corp is $60.61 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $60.61 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $111.63 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Harkey Corp for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Harkey Corp

Erskine Lee Harkey has been acting as President since 1 Jul 1987. Harkey Corp joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Betty Galloway Harkey Vice president 1 Mar 1983 25% - 50% 4341752
Erskine Lee Harkey President 1 Jul 1987 50% - 75% 1638421
Samuel Goodlett Bomar Chief compliance officer 1 Jun 1991 Other 2235925
Melanie Herman Harkey Chief operations officer 1 Dec 1999 Other 4341763
Harkey Corp Owner 1 Dec 2004 50% - 75% 56-1368815
Inc. Bomar And Company Owner 1 Dec 2004 50% - 75% 56-1777081

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
Betty Galloway Harkey Owner 1 Jul 1987 25% - 50% 4341752
Samuel Goodlett Bomar Owner 1 Apr 1992 75% - 100% 2235925

Based in Charlotte

The principal office where Harkey Corp performs its advisory services is located at 421 A S Sharon Amity Road, Charlotte, NC 28211, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-366-1120 or by fax 704-366-1159. The normal business hours are 8:30 am - 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.investoradvisorygroup.com.