Fort Vancouver Investment Management, LLC (Vancouver)

Name: Fort Vancouver Investment Management, LLC
Address: 1607 Officers Row, Vancouver, WA, 98661
Telephone: 360-823-0477

Fort Vancouver Investment Management, LLC is a large advisory firm based in Vancouver. It manages $110.53 million of regulatory assets for 149 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California, Oregon, Texas, and Washington.

Fort Vancouver Investment Management provides financial planning services and portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fort Vancouver Investment Management: assets under management

The assets under management (AUM) of Fort Vancouver Investment Management, LLC is $110.53 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $110.53 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $741.82 thousand each.

Fort Vancouver Investment Management has custody of $19.15 million in cash and securities for 50 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 53% of the total AUM. The second-largest asset type is other assets, which make up 47% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fort Vancouver Investment Management, LLC for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Fort Vancouver Investment Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Fort Vancouver Investment Management is high net worth individuals with 50 clients and $77.57 million of assets under management. Among the 10 most similar advisory firms, Fort Vancouver Investment Management has the 4th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $110.53 million for 149 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Fort Vancouver Investment Management doesn't advise any private funds.

Careers at Fort Vancouver Investment Management, LLC

The company employs 3 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Douglas Pool	Managing member/investment manager	1 Dec 2010	75% - 100%	3074685
Holly Crowe Breeden	Chief compliance officer	1 Aug 2014	Other	6365891

Based in Vancouver

The principal office where Fort Vancouver Investment Management, LLC performs its advisory services is located at 1607 Officers Row, Vancouver, WA 98661, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 360-823-0477 or by fax 360-695-5987. The normal business hours are by appointment only on Monday - Friday. You can find more information about the New York firm at fortvancouverim.com.