Perry Corp (New York)


Perry Corp is a large advisory firm based in New York. It manages $551.68 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001.

Perry Corp provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Perry Corp: assets under management

The assets under management (AUM) of Perry Corp is $551.68 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -82% since the beginning of its operation, and $351.18 million of the total AUM is attributable to clients outside of the United States.

The firm manages $551.68 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $137.92 million each.
Perry Corp has custody of $551.68 million in cash and securities for 4 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Perry Corp for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Perry Corp serves?

The only and largest group of clients of Perry Corp is pooled investment vehicles with 4 clients and $551.68 million of assets under management. Among the 12 most similar advisory firms, Perry Corp has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $551.68 million for 4 clients. 50% of the firm’s clients are foreign persons or businesses.

Perry Corp also advises several private funds. Namely, four hedge funds. The minimum investment commitment required of non-related persons ranges from $5,000,000 to $10,000,000.

Careers at Perry Corp

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Chetan O Kapoor Managing director 1 Jan 1975 Other 5307602
Richard Cayne Perry Sole director, president & chief executive officer (perry corp.) 1 Sep 1988 75% - 100% 844466
Richard C Perry Sole director, president & chief executive officer 1 Sep 1988 75% - 100% 844466
Paul Adam Leff Senior managing director & chief investment officer 1 Nov 1988 Other 1314597
Richard Mark Crosby Managing director and head trader 1 Jan 1992 Other 1687070
William John Feil Managing director 1 Feb 1992 Other 4349885
William Joseph Vernon Managing director, chief financial officer & chief compliance officer 1 Feb 1995 Other 2433320
Christopher Anthony Hohn Managing director 1 Jan 1996 Other 4349888
Perry Capital Managing member of perry capital l.l.c (relying adviser) 1 Jun 1998 25% - 50% 108861
International Investment Management L.L.C. Member of perry capital l.l.c. (relying adviser) 1 Jun 1998 50% - 75% 13-3996212
Nathaniel Jeremy Klipper Managing director 1 Jan 2001 Other 4500747
Carl David Berg Managing director 1 Jan 2001 Other 2149237
Randall Lloyd Borkenstein Managing director & controller 1 Jan 2001 Other 2764782
Lance Rosen Head trader 1 Jan 2002 Other 2675817
Andrew Wayne Isikoff Managing director 1 Jun 2002 Other 2924511
Robert M Stern Managing director 1 Jun 2002 Other 2002146
Randall Lloyd Borkenstein Managing partner & chief financial officer (perry corp.) 1 Jul 2002 Other 2764782
William Joseph Vernon Managing director, head of marketing 1 Jul 2002 Other 2433320
Lance Adam Kravitz Chief compliance officer 1 Jul 2002 Other 2051930
Lance Rosen Managing director and head trader, u.s. 1 Apr 2003 Other 2675817
Elizabeth Dunn Haase Managing director and head trader, europe 1 Apr 2003 Other 2712979
George Travers Chief compliance officer 1 Aug 2003 Other 2596965
Alp Ercil Managing director 1 Apr 2004 Other 2648482
Daniel Jacob Goldring Managing director 1 Apr 2004 Other 2778340
Perry Capital Ltd. Partner of perry capital uk llp (relying adviser) 1 Sep 2004 75% - 100% foreign entity
Nathan James Brown Chief financial officer of perry capital uk llp (relying adviser) 1 Sep 2004 Other 5509273
Matthew Wayne Etheridge Managing director 1 Apr 2005 Other 4943560
Manish Mittal Managing director 1 Apr 2005 Other 2526691
David Alan Russekoff Managing director 1 Apr 2005 Other 1973017
Ori Baruch Uziel Managing director 1 Apr 2005 Other 4943568
Emma Catherine Warson Managing director 1 Apr 2005 Other 4943820
Michael Christopher Neus General counsel and chief compliance officer 1 Apr 2005 Other 4457073
George Rogers Brokaw Managing director 1 Aug 2005 Other 2360834
Ori Baruch Uziel Managing partner 1 Jan 2006 Other 4943568
Eric O Bannasch Managing director 1 Jan 2006 Other 5122246
Chuckra Potewiratananond Chai Managing director 1 Jan 2006 Other 2648093
Lance Adam Kravitz Managing director 1 Jan 2006 Other 2051930
Benjamin Jay Whitfield Managing director 1 Jan 2006 Other 4489995
Andrew Wayne Isikoff Managing partner 1 Jan 2007 Other 2924511
Robert M Stern Managing partner 1 Jan 2007 Other 2002146
Matthew Wayne Etheridge Managing partner 1 Jan 2007 Other 4943560
David Alan Russekoff Managing partner 1 Jan 2007 Other 1973017
Emma Catherine Warson Managing partner 1 Jan 2007 Other 4943820
Richard Bart Paige Managing director 1 Jan 2007 Other 2402521
Gregory James Penny Managing director 1 Jan 2007 Other 3105026
Chetan O Kapoor Managing director 1 Jan 2007 Other 5307602
Tye Anthony Schlegelmilch Managing director 1 Jan 2007 Other 3048953
David Mark Walch Managing director 1 Jan 2008 Other 4563020
Jonathan Y Cheng Managing director 1 Jan 2008 Other 4429173
Todd Thomas Westhus Managing director 1 Jan 2008 Other 4252707
Adam Matthew Stanislavsky Managing director 1 Jan 2008 Other 2311339
Nathan James Brown Managing director 1 Jan 2008 Other 5509273
Jay Yang Managing director 1 Jan 2008 Other 2526773
Alfredo Sabogal Managing director 1 Mar 2009 Other 2146509
Mendel Hui Managing director 1 Mar 2009 Other 4204830
Paul I Cheng Shih Managing director 1 Mar 2009 Other 5655985
Michael Christopher Neus Managing partner & general counsel (perry corp.) 1 Jan 2010 Other 4457073
John Joseph Mckenna Chief compliance officer (perry corp.) 1 Jan 2010 Other 5755949
Chetan O Kapoor Managing partner 1 Jan 2010 Other 5307602
Adam Matthew Stanislavsky Managing partner 1 Jan 2010 Other 2311339
George Rogers Brokaw Managing partner 1 Jan 2010 Other 2360834
Chetan Gulati Managing director 1 Jan 2010 Other 5748773
Joanna Susan Nardini Managing director 1 Jan 2010 Other 5748784
Yusuf Razaul Haque Managing director 1 Mar 2010 Other 5904023
Aaron Selig Fink Managing director 1 Jan 2011 Other 4224465
Himanshu Gulati Managing director 1 Jan 2011 Other 4718752
Jungmin Lee Managing director 1 Jan 2011 Other 5903979
Nuculaj Pretash Managing director 1 Jan 2011 Other 5903983
Doreen Mary Mochrie Managing director 1 Jan 2011 Other 1437463
Leigh Walzer Managing director 1 Jan 2011 Other 1822102
Maulin P Shah Managing director 1 Mar 2011 Other 3018606
David Alan Russekoff Managing partner & chief investment officer (perry corp.) 1 Oct 2012 Other 1973017
Todd Thomas Westhus Partner (perry corp.) 1 Jan 2013 Other 4252707
Doreen Mary Mochrie Partner (perry corp.) 1 Jan 2013 Other 1437463
Nathan James Brown Chief operating officer of perry capital uk llp (relying adviser) 1 Jan 2014 Other 5509273
Chetan Gulati Managing director (relying adviser) 1 Jan 2014 Other 5748773
Paul Adam Leff Vice chairman (perry corp.) 1 Jan 2014 Other 1314597
Himanshu Gulati Partner (perry corp) 1 Jan 2014 Other 4718752
Brian Shanly Chief compliance officer/co-chief financial officer 1 Dec 2016 Other 6738914
Lauren Levy General counsel 1 Dec 2016 Other 6738918
Joanna Susan Nardini Co-chief financial officer 1 Dec 2016 Other 5748784

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Paul Adam Leff Managing member 1 Mar 1998 Other 1314597
Richard Cayne Perry Sole director, president & chief executive officer 1 Sep 1998 75% - 100% 844466
Perry Capital L.L.C (Relying Adviser) Owner 1 Nov 2006 75% - 100% 13-4018098
Randall Lloyd Borkenstein Managing member 1 Jan 2014 Other 2764782
Michael Christopher Neus Managing member 1 Jan 2014 Other 4457073

Based in New York

The principal office where Perry Corp performs its advisory services is located at 595 Madison Ave, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-583-4000 or by fax 212-583-4040. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at perrycap.com.

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