Cowen Prime Services 13F annual report
Cowen Prime Services is an investment fund managing more than $276 million ran by Rep Poppell. There are currently 167 companies in Poppell’s portfolio. The largest investments include PDF Solutions and Quotient Technology Inc, together worth $66 million.
$276 million Assets Under Management (AUM)
As of 9th July 2021, Cowen Prime Services’s top holding is 1,889,528 shares of PDF Solutions currently worth over $34.4 million and making up 12.5% of the portfolio value.
Relative to the number of outstanding shares of PDF Solutions, Cowen Prime Services owns less than approximately 0.1% of the company.
In addition, the fund holds 2,925,600 shares of Quotient Technology Inc worth $31.6 million, whose value fell approximately 0.1% in the past six months.
The third-largest holding is Aspen Aerogels worth $13.7 million and the next is Vonage Hldgs Corp Com worth $13.6 million, with 946,200 shares owned.
Currently, Cowen Prime Services's portfolio is worth at least $276 million. The total portfolio value may be much higher due to cash
assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.
Careers at Cowen Prime Services
The Cowen Prime Services office and employees reside in New York, New York. According to the last 13-F report filed with the SEC, Rep Poppell serves as the Chief Compliance Officer at Cowen Prime Services.
Recent trades
In the most recent 13F filing, Cowen Prime Services revealed that it had opened a new position in
Inspired Entmt Inc Com and bought 50,000 shares worth $638 thousand.
The investment fund also strengthened its position in PDF Solutions by buying
173,200 additional shares.
This makes their stake in PDF Solutions total 1,889,528 shares worth $34.4 million.
PDF Solutions dropped 6.2% in the past year.
On the other hand, there are companies that Cowen Prime Services is getting rid of from its portfolio.
Cowen Prime Services closed its position in Fluidigm Corp Del Com on 16th July 2021.
It sold the previously owned 983,000 shares for $4.44 million.
Rep Poppell also disclosed a decreased stake in Vonage Hldgs Corp Com by approximately 0.1%.
This leaves the value of the investment at $13.6 million and 946,200 shares.
One of the smaller hedge funds
The two most similar investment funds to Cowen Prime Services are First Ascent Asset Management and Newman Dignan & Sheerar. They manage $276 million and $276 million respectively.
Rep Poppell investment strategy
Cowen Prime Services’s portfolio is diversified across 12 sectors.
Currently, their heaviest sector is Technology — making up 19.4% of
the total portfolio value.
The fund focuses on investments in the United States as
29.3% of the portfolio companies
are based in the United States.
The majority of the companies in the fund’s portfolio are large-cap stocks.
Stocks with a size of more than $10 billion in market cap make up
16% of the total holdings value.
On the other hand, small-cap stocks make up only 3.0% of the portfolio.
The average market cap of the portfolio companies is close to $86.8 billion.
The complete list of Cowen Prime Services trades based on 13F SEC filings
These positions were updated on July 16th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.
| Security | Shares Owned | Value | Allocation |
|---|---|---|---|
| PDF Solutions Inc. |
10.09%
1,889,528
|
$34,352,000 | 12.46% |
| Quotient Technology Inc |
0.98%
2,925,600
|
$31,626,000 | 11.47% |
| Aspen Aerogels Inc. |
17.89%
459,200
|
$13,739,000 | 4.98% |
| Vonage Hldgs Corp Com |
4.43%
946,200
|
$13,635,000 | 4.95% |
| Inovalon Hldgs Inc Com Cl A |
32.40%
385,600
|
$13,141,000 | 4.77% |
| Franchise Group Inc Com |
16.14%
311,250
|
$10,978,000 | 3.98% |
| Iteris Inc New Com |
3.39%
1,596,750
|
$10,618,000 | 3.85% |
| Comscore Inc. |
43.68%
1,640,200
|
$8,201,000 | 2.97% |
| Gty Technology Holdings Inc Com |
95.06%
1,075,650
|
$7,648,000 | 2.77% |
| Kornit Digital Ltd Shs |
No change
51,994
|
$6,464,000 | 2.34% |
| Recro Pharma Inc |
487.33%
2,763,400
|
$6,383,000 | 2.32% |
| Nephros Inc |
0.59%
626,450
|
$6,358,000 | 2.31% |
| Luminex Corp Del Com |
6.63%
169,103
|
$6,223,000 | 2.26% |
| Digimarc Corp New Com |
27.49%
165,093
|
$5,531,000 | 2.01% |
| 3-d Sys Corp Del Com New |
0.32%
124,050
|
$4,958,000 | 1.80% |
| Accelerate Diagnostics Inc Note 2.500 3/1 |
No change
7,580,000
|
$4,894,000 | 1.78% |
| Fluidigm Corp Del Com |
Closed
983,000
|
$4,443,000 | |
| GenMark Diagnostics Inc |
Closed
174,850
|
$4,179,000 | |
| Research Solutions, Inc. |
15.63%
1,398,500
|
$4,000,000 | 1.45% |
| Berkshire Hathaway Inc Del Cl B New |
0.57%
13,215
|
$3,673,000 | 1.33% |
| Transact Technologies Inc. |
No change
252,567
|
$3,468,000 | 1.26% |
| Htg Molecular Diagnostics In Com New |
8.84%
570,333
|
$3,314,000 | 1.20% |
| Apollo Global Mgmt Inc Com Cl A |
80.80%
52,830
|
$3,286,000 | 1.19% |
| Astrazeneca Plc Sponsored Adr |
0.19%
53,620
|
$3,212,000 | 1.17% |
| Harmonic, Inc. |
1.09%
369,694
|
$3,150,000 | 1.14% |
| KKR & Co. Inc. |
11.83%
51,800
|
$3,069,000 | 1.11% |
| Johnson & Johnson Com |
No change
18,260
|
$3,008,000 | 1.09% |
| Pfizer Inc. |
0.55%
72,225
|
$2,828,000 | 1.03% |
| Macom Tech Solutions Hldgs I Com |
No change
42,708
|
$2,737,000 | 0.99% |
| Vonage Hldgs Corp Note 1.750 6/0 |
No change
2,370,000
|
$2,642,000 | 0.96% |
| Apyx Medical Corporation Com |
No change
248,959
|
$2,567,000 | 0.93% |
| Starbucks Corp Com |
No change
21,885
|
$2,447,000 | 0.89% |
| Microsoft Corp Com |
No change
8,875
|
$2,404,000 | 0.87% |
| PTC Inc |
No change
15,800
|
$2,232,000 | 0.81% |
| International Flavors&fragra Com |
No change
13,805
|
$2,062,000 | 0.75% |
| Crown Castle Intl Corp New Com |
7.80%
10,045
|
$1,960,000 | 0.71% |
| Enterprise Prods Partners L Com |
No change
74,080
|
$1,788,000 | 0.65% |
| Magellan Midstream Prtnrs Lp Com Unit Rp Lp |
No change
34,800
|
$1,702,000 | 0.62% |
| Kopin Corp Com |
0.48%
206,900
|
$1,692,000 | 0.61% |
| Leidos Holdings Inc |
2.72%
16,070
|
$1,625,000 | 0.59% |
| Analog Devices Inc. |
No change
9,250
|
$1,592,000 | 0.58% |
| Infinera Corp Note 2.125 9/0 |
No change
1,280,000
|
$1,565,000 | 0.57% |
| Dow Inc |
No change
24,216
|
$1,532,000 | 0.56% |
| DuPont de Nemours Inc |
No change
17,849
|
$1,382,000 | 0.50% |
| Gan Ltd Shs |
45.41%
82,400
|
$1,355,000 | 0.49% |
| Ceva Inc. |
No change
25,656
|
$1,214,000 | 0.44% |
| Neogenomics Inc Com New |
No change
26,500
|
$1,197,000 | 0.43% |
| Orbital Energy Group, Inc. |
45.66%
255,863
|
$1,118,000 | 0.41% |
| Ribbon Communications Inc |
No change
140,719
|
$1,071,000 | 0.39% |
| Neogen Corp Com |
100.00%
20,900
|
$962,000 | 0.35% |
| Exelon Corp Com |
No change
21,450
|
$950,000 | 0.34% |
| GSI Technology Inc |
8.10%
167,177
|
$940,000 | 0.34% |
| Nve Corp Com New |
3.50%
11,837
|
$877,000 | 0.32% |
| Teva Pharmaceutical Inds Ltd Sponsored Ads |
No change
81,294
|
$805,000 | 0.29% |
| International Business Machs Com |
No change
5,370
|
$787,000 | 0.29% |
| Accuray Inc |
No change
170,882
|
$772,000 | 0.28% |
| Gannett Co Inc. |
No change
134,900
|
$741,000 | 0.27% |
| Nutanix Inc |
No change
17,530
|
$670,000 | 0.24% |
| Inspired Entmt Inc Com |
Opened
50,000
|
$638,000 | 0.23% |
| Texas Instrs Inc Com |
No change
3,012
|
$579,000 | 0.21% |
| Deere & Co Com |
No change
1,500
|
$529,000 | 0.19% |
| Apple Inc |
No change
3,580
|
$490,000 | 0.18% |
| Blackstone Group Inc Com |
30.30%
4,600
|
$447,000 | 0.16% |
| Corteva Inc |
No change
9,216
|
$409,000 | 0.15% |
| Synacor Inc |
Closed
175,454
|
$384,000 | |
| Alphabet Inc Cap Stk Cl C |
No change
140
|
$351,000 | 0.13% |
| Trane Technologies Plc Shs |
No change
1,850
|
$341,000 | 0.12% |
| National Resh Corp Com New |
No change
7,000
|
$321,000 | 0.12% |
| Allot Ltd Shs |
No change
15,600
|
$309,000 | 0.11% |
| Paypal Hldgs Inc Com |
No change
1,034
|
$301,000 | 0.11% |
| Kinder Morgan Inc Del Com |
No change
16,180
|
$295,000 | 0.11% |
| Ares Capital Corp Com |
No change
15,000
|
$294,000 | 0.11% |
| Lantheus Hldgs Inc Com |
No change
10,600
|
$293,000 | 0.11% |
| Rada Electr Inds Ltd Com Par New |
No change
23,000
|
$280,000 | 0.10% |
| MetLife, Inc. |
No change
4,650
|
$278,000 | 0.10% |
| Novo-nordisk A S Adr |
No change
3,250
|
$272,000 | 0.10% |
| Healthpeak Properties Inc |
No change
8,000
|
$266,000 | 0.10% |
| Golub Cap Bdc Inc Com |
6.45%
16,500
|
$254,000 | 0.09% |
| Jpmorgan Chase & Co Com |
No change
1,395
|
$217,000 | 0.08% |
| Exxon Mobil Corp Com |
No change
3,370
|
$213,000 | 0.08% |
| Unitedhealth Group Inc |
No change
500
|
$200,000 | 0.07% |
| Volitionrx Ltd Com |
61.31%
59,200
|
$195,000 | 0.07% |
| Paychex Inc. |
No change
1,800
|
$193,000 | 0.07% |
| General Electric Co Com |
No change
13,470
|
$181,000 | 0.07% |
| Mplx Lp Com Unit Rep Ltd |
No change
5,674
|
$168,000 | 0.06% |
| Northrop Grumman Corp Com |
No change
450
|
$164,000 | 0.06% |
| NIC Inc |
Closed
4,722
|
$160,000 | |
| Empire St Rlty Op L P Unit Ltd Prtnsp |
No change
12,904
|
$155,000 | 0.06% |
| Champions Oncology Inc Com New |
Closed
13,500
|
$153,000 | |
| Mcdonalds Corp Com |
No change
661
|
$153,000 | 0.06% |
| Lockheed Martin Corp Com |
No change
400
|
$151,000 | 0.05% |
| Lennar Corp. |
No change
1,500
|
$149,000 | 0.05% |
| Synchronoss Technologies Inc |
2,288.24%
40,600
|
$146,000 | 0.05% |
| Bristol-myers Squibb Co Com |
No change
2,100
|
$140,000 | 0.05% |
| Durect Corp Com |
3.67%
84,678
|
$138,000 | 0.05% |
| Verizon Communications Inc |
No change
2,263
|
$127,000 | 0.05% |
| Kimberly-clark Corp Com |
No change
900
|
$120,000 | 0.04% |
| Annaly Capital Management In Com |
No change
12,500
|
$111,000 | 0.04% |
| Global Partners Lp Com Units |
No change
4,150
|
$108,000 | 0.04% |
| Sempra Energy Com |
No change
800
|
$106,000 | 0.04% |
| Intel Corp Com |
No change
1,800
|
$101,000 | 0.04% |
| Philip Morris Intl Inc Com |
No change
1,000
|
$99,000 | 0.04% |
| Alphabet Inc Cap Stk Cl A |
No change
40
|
$98,000 | 0.04% |
| Allegion Plc Ord Shs |
No change
666
|
$93,000 | 0.03% |
| Emerson Elec Co Com |
No change
900
|
$87,000 | 0.03% |
| Unilever Plc Spon Adr New |
No change
1,445
|
$85,000 | 0.03% |
| Western Midstream Partners L Com Unit Lp Int |
No change
3,813
|
$82,000 | 0.03% |
| Ingersoll-Rand Inc |
No change
1,632
|
$80,000 | 0.03% |
| Bank Montreal Que Com |
No change
753
|
$77,000 | 0.03% |
| Suburban Propane Partners L Unit Ltd Partn |
No change
5,013
|
$77,000 | 0.03% |
| Altria Group Inc. |
No change
1,500
|
$72,000 | 0.03% |
| Pharming Group Nv Spon Ads |
Opened
6,300
|
$71,000 | 0.03% |
| Ebay Inc. Com |
No change
1,000
|
$70,000 | 0.03% |
| Procter And Gamble Co Com |
No change
500
|
$67,000 | 0.02% |
| Lowes Cos Inc Com |
No change
340
|
$66,000 | 0.02% |
| United Parcel Service, Inc. |
No change
300
|
$62,000 | 0.02% |
| Dominion Energy Inc |
No change
800
|
$59,000 | 0.02% |
| Abbott Labs Com |
No change
500
|
$58,000 | 0.02% |
| Corning, Inc. |
No change
1,350
|
$55,000 | 0.02% |
| Coca Cola Co Com |
No change
1,000
|
$54,000 | 0.02% |
| Dcp Midstream Lp Com Ut Ltd Ptn |
No change
1,600
|
$49,000 | 0.02% |
| Advanced Micro Devices Inc. |
No change
500
|
$47,000 | 0.02% |
| National Retail Properties I Com |
No change
1,000
|
$47,000 | 0.02% |
| Alibaba Group Hldg Ltd Sponsored Ads |
No change
200
|
$45,000 | 0.02% |
| Plains All Amern Pipeline L Unit Ltd Partn |
No change
3,400
|
$39,000 | 0.01% |
| American Elec Pwr Co Inc Com |
No change
450
|
$38,000 | 0.01% |
| Darden Restaurants, Inc. |
No change
250
|
$37,000 | 0.01% |
| Abbvie Inc |
No change
304
|
$34,000 | 0.01% |
| Pepsico Inc Com |
No change
230
|
$34,000 | 0.01% |
| American Express Co Com |
No change
200
|
$33,000 | 0.01% |
| Oracle Corp Com |
No change
394
|
$31,000 | 0.01% |
| Merck & Co Inc |
No change
400
|
$31,000 | 0.01% |
| Bk Of America Corp Com |
No change
760
|
$31,000 | 0.01% |
| Morgan Stanley Com New |
No change
318
|
$29,000 | 0.01% |
| Colgate Palmolive Co Com |
No change
350
|
$28,000 | 0.01% |
| Eaton Vance Tax-managed Glob Com |
No change
2,700
|
$28,000 | 0.01% |
| Williams Cos Inc |
No change
1,000
|
$27,000 | 0.01% |
| Schlumberger Ltd Com Stk |
No change
835
|
$27,000 | 0.01% |
| eHealth Inc |
No change
405
|
$24,000 | 0.01% |
| Everspin Technologies Inc |
No change
3,750
|
$24,000 | 0.01% |
| Kaleyra Inc |
No change
2,000
|
$24,000 | 0.01% |
| Churchill Capital Corp IV |
Closed
1,000
|
$23,000 | |
| Targa Res Corp Com |
No change
496
|
$22,000 | 0.01% |
| Eog Res Inc Com |
Closed
300
|
$22,000 | |
| Barrick Gold Corp Com |
No change
1,000
|
$21,000 | 0.01% |
| New Residential Invt Corp Com New |
No change
1,600
|
$17,000 | 0.01% |
| Schweitzer-mauduit Intl Inc Com |
No change
400
|
$16,000 | 0.01% |
| Himax Technologies Inc Sponsored Adr |
Closed
1,000
|
$14,000 | |
| AT&T, Inc. |
No change
473
|
$14,000 | 0.01% |
| Sysco Corp Com |
No change
185
|
$14,000 | 0.01% |
| Seagate Technology Hldngs Pl Ord Shs |
Opened
150
|
$13,000 | 0.00% |
| Seagate Technology Plc Shs |
Closed
150
|
$12,000 | |
| Penn Natl Gaming Inc Com |
50.00%
150
|
$11,000 | 0.00% |
| Castlight Health Inc |
No change
3,700
|
$10,000 | 0.00% |
| Apa Corporation Com |
No change
450
|
$10,000 | 0.00% |
| Helmerich & Payne, Inc. |
No change
300
|
$10,000 | 0.00% |
| Greenlane Holdings Inc |
No change
2,100
|
$9,000 | 0.00% |
| Novartis Ag Sponsored Adr |
No change
100
|
$9,000 | 0.00% |
| Oxford Square Cap Corp Com |
No change
1,400
|
$7,000 | 0.00% |
| Baker Hughes Company Cl A |
No change
300
|
$7,000 | 0.00% |
| Mercury Sys Inc Com |
No change
100
|
$7,000 | 0.00% |
| Vanguard Admiral Fds Inc Midcp 400 Idx |
Closed
39
|
$7,000 | |
| Wabtec Com |
No change
69
|
$6,000 | 0.00% |
| HP Inc |
No change
200
|
$6,000 | 0.00% |
| Royal Dutch Shell Plc Spons Adr A |
No change
112
|
$5,000 | 0.00% |
| Cognyte Software Ltd Ord Shs |
Opened
200
|
$5,000 | 0.00% |
| Cisco Sys Inc Com |
No change
100
|
$5,000 | 0.00% |
| Spdr Gold Tr Gold Shs |
No change
20
|
$3,000 | 0.00% |
| Hewlett Packard Enterprise C Com |
No change
200
|
$3,000 | 0.00% |
| Lennar Corp. |
No change
30
|
$2,000 | 0.00% |
| Halliburton Co Com |
No change
100
|
$2,000 | 0.00% |
| Citigroup Inc Com New |
No change
35
|
$2,000 | 0.00% |
| Occidental Pete Corp W Exp 08/03/202 |
No change
68
|
$1,000 | 0.00% |
| Alcon Ag Ord Shs |
No change
20
|
$1,000 | 0.00% |
| Tyme Technologies Inc |
Closed
300
|
$1,000 | |
| Bausch Health Cos Inc Com |
No change
26
|
$1,000 | 0.00% |
| Organon & Co Common Stock |
Opened
40
|
$1,000 | 0.00% |
| Dxc Technology Co Com |
No change
16
|
$1,000 | 0.00% |
| No transactions found | |||
| Showing first 500 out of 178 holdings | |||
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