The estimated Net Worth of James S Putnam is at least $48.8 Million dollars as of 9 January 2014. Mr. Putnam owns over 30,000 units of LPL Inc stock worth over $21,842,279 and over the last 14 years he sold LPLA stock worth over $26,607,086. In addition, he makes $388,589 as Independent Director at LPL Inc.
Sign up
Mr. Putnam LPLA stock SEC Form 4 insiders trading
James has made over 16 trades of the LPL Inc stock since 2010, according to the Form 4 filled with the SEC. Most recently he sold 30,000 units of LPLA stock worth $1,500,000 on 9 January 2014.
The largest trade he's ever made was exercising 734,700 units of LPL Inc stock on 17 November 2010 worth over $1,116,744. On average, James trades about 22,629 units every 17 days since 2010. As of 9 January 2014 he still owns at least 104,279 units of LPL Inc stock.
You can see the complete history of Mr. Putnam stock trades at the bottom of the page.
Wallmine is a radically better financial terminal.
Sign up in seconds, it's free!
Wallmine is a radically better financial terminal.
Sign up in seconds, it's free!
James Putnam biography
James S. Putnam serves as Independent Director of the Company. Mr. Putnam has served as chair of the Board of Directors since March 2017 and served as our lead director from June 2016 until March 2017. Mr. Putnam has been the chief executive officer of Global Portfolio Advisors (“GPA”), formerly a global brokerage clearing services provider that sold substantially all of its operations in 2014, since September of 2004. Mr. Putnam has served on the board of directors of GPA since 1998. Prior to his tenure with GPA, Mr. Putnam was employed by LPL Financial beginning in 1983 where he held several positions, culminating in managing director of national sales, responsible for branch development, recruitment, retention and management of LPL Financial advisors. He was also responsible for marketing and all product sales. He began his securities career as a retail representative with Dean Witter Reynolds in 1979. Mr. Putnam received a B.A. from Western Illinois University.
What is the salary of James Putnam?
As the Independent Director of LPL Inc, the total compensation of James Putnam at LPL Inc is $388,589. There are 13 executives at LPL Inc getting paid more, with Dan Arnold having the highest compensation of $7,669,950.
How old is James Putnam?
James Putnam is 65, he's been the Independent Director of LPL Inc since 2005. There are 4 older and 20 younger executives at LPL Inc. The oldest executive at LPL Financial Holdings Inc is Richard Schifter, 67, who is the Independent Director.
What's James Putnam's mailing address?
James's mailing address filed with the SEC is C/O LPL FINANCIAL HOLDINGS INC., 4707 EXECUTIVE DRIVE, SAN DIEGO, CA, 92121.
Insiders trading at LPL Inc
Over the last 14 years, insiders at LPL Inc have traded over $932,016,471 worth of LPL Inc stock and bought 7,303,648 units worth $244,535,291 . The most active insiders traders include Group Holdings (Sbs) Adviso..., & Friedman Llc Hellman & Fr... und Mark S Casady. On average, LPL Inc executives and independent directors trade stock every 17 days with the average trade being worth of $29,127,508. The most recent stock trade was executed by Dan H. Arnold on 14 June 2024, trading 10,000 units of LPLA stock currently worth $394,800.
What does LPL Inc do?
lpl financial, a wholly owned subsidiary of lpl financial holdings inc. (nasdaq:lpla), is a leader in the retail financial advice market and currently serves $462 billion in advisory and brokerage assets. lpl is one of the fastest growing ria custodians and is the nation's largest independent broker-dealer (based on total revenues, financial planning magazine june 1996-2015). the company provides proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 14,000 independent financial advisors and over 700 banks and credit unions, enabling them to help their clients turn life's aspirations into financial realities. advisors associated with lpl also service an estimated 40,000 retirement plans with an estimated $115 billion in retirement plan assets, as of september 30, 2015. lpl also supports approximately 4,300 financial advisors licensed and affiliated with insurance companies with customi
What does LPL Inc's logo look like?
Complete history of Mr. Putnam stock trades at LPL Inc
LPL Inc executives and stock owners
LPL Inc executives and other stock owners filed with the SEC include:
-
Dan Arnold,
President, Chief Executive Officer, Director -
Matthew Audette,
Chief Financial Officer -
Dan Hogan Arnold Jr., B.S., M.B.A., CPA,
Pres, CEO & Director -
Scott Seese,
Chief Information Officer, Managing Director -
Dayton Semerjian,
Managing Director, Chief Customer Care Officer -
Richard Steinmeier,
Managing Director, Divisional President, Business Development -
George White,
Managing Director, Investor and Investment Solutions and Chief Investment Officer -
Michelle Oroschakoff,
Managing Director, Chief Legal Officer -
Matthew Jon Audette B.S.,
Chief Financial Officer -
Richard Steinmeier,
MD & Divisional Pres of Bus. Devel. -
Scott Alan Seese,
MD & Chief Information Officer (Leave of Absence) -
Dayton Semerjian,
MD & Chief Customer Care Officer -
Sallie Larsen,
Managing Director, Chief Human Capital Officer -
James Putnam,
Independent Director -
Anne Mulcahy,
Independent Director -
William Glavin,
Independent Director -
H. Paulett Eberhart,
Independent Director -
Richard Schifter,
Independent Director -
Allison Mnookin,
Independent Director -
Corey Thomas,
Independent Director -
Chris Koegel,
Senior Vice President, Investor Relations -
J. Andrew Kalbaugh,
Managing Director, Divisional President, National Sales and Consulting -
Matthew Enyedi,
Managing Director, National Sales -
Michelle B. Oroschakoff,
Chief Legal Officer, MD of Compliance and Legal & Risk -
Greg Gates,
Exec. VP & Interim Chief Information Officer -
Brent Blain Simonich,
Exec. VP, Chief Accounting Officer & Treasurer -
George Burton White,
MD of Investor & Investment Solutions and Chief Investment Officer -
Judith Kohoskie Ricketts,
Exec. VP of Operations -
John J. Mc Dermott,
See Remarks -
Tracy Calder,
Managing Director -
Viet D Dinh,
Director -
John Joseph Brennan,
Director -
James S Riepe,
Director -
Marco Hellman,
Director -
Mark S Casady,
Chairman & Chief Exec. Officer -
Victor Fetter,
MD, Chief Information Officer -
Jeffrey A Goldstein,
Director -
Stephanie L Brown,
MD & General Counsel -
Christopher Feeney,
MD, Chief Information Officer -
& Friedman Llc Hellman & Fr...,
-
& Friedman Llc Hellman & Fr...,
-
& Friedman Llc Hellman & Fr...,
-
Jonathan Eaton,
MD, Custom Clearing Services -
Edward C Bernard,
Director -
David P. Bergers,
MD, Legal & Gov't Relations -
William P. Jr. Morrissey,
MD, Independent Advisor Svcs -
Edward Fandrey,
Managing Director -
Erik D. Ragatz,
Director -
William E Iii Dwyer,
MD & Pres., Nat'l Sales&Mktg -
& Friedman Llc Hellman & Fr...,
-
Becky S Shulman,
MD & Deputy CFO -
Esther M Stearns,
President & COO -
Denise M. Abood,
MD, Human Capital -
Thomas Gooley,
MD, Svc, Trading & Operations -
Ryan Parker,
MD, Invstmt & Planning Solutns -
Lux Thomas,
EVP, CAO -
Richard W Boyce,
Director -
Jeffrey R. Buchheister,
EVP, Chief Accounting Officer -
Group Holdings (Sbs) Adviso...,
-
Sharyn Handelsman,
MD, Chief Compliance Officer -
Mary Frances Schott,
MD, Client Expernce & Training -
Robert J. Moore,
Chief Financial Officer -
Mark Helliker,
MD, B/D Support Services -
Allen R Thorpe,
Director -
Joan D Khoury,
MD, Chief Marketing Officer -
Derek Bruton,
MD, National Sales Manager -
Jeffrey E Stiefler,
Director -
& Friedman Llchellman & Fri...,
-
Greg Gates,
Managing Director -
Kabir Sethi,
Managing Director -
Aneri Jambusaria,
Managing Director -
Brent Simonich,
Principal Accounting Officer -
Albert J Ko,
Director -
Althea Brown,
Managing Director