Emporia Capital Management, LLC (New York)

Name: Emporia Capital Management, LLC
Address: 135 East 57 Th Street, New York, NY, 10022
Telephone: 212-735-1492

Emporia Capital Management, LLC is a large advisory firm based in New York. It manages $1.16 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California and New York.

Emporia Capital Management provides market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Emporia Capital Management: assets under management

The assets under management (AUM) of Emporia Capital Management, LLC is $1.16 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 275% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $386.19 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Emporia Capital Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Emporia Capital Management, LLC

Daniel Gideon Cohen has been acting as President since 1 Mar 2005. Kevin Robert Braddish has served as the Chief Investment Officer since 1 Mar 2005. Joseph Pooler joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Craig Shenkman	Chief financial officer	1 Mar 2005	Other	4049356
Llc Dekania Investor's	Member	1 Mar 2005	75% - 100%	54-2122809
Daniel Gideon Cohen	President	1 Mar 2005	Other	4385288
James Joseph Mcentee	Chief operations officer	1 Mar 2005	Other	4636674
Kenneth Richard Smith	Chief compliance officer	1 Mar 2005	Other	2300203
Kevin Robert Braddish	Chief investment officer	1 Mar 2005	Other	5485681
Christopher Ricciardi	President	1 Mar 2006	Other	2161899
Joseph Pooler	Chief financial officer	1 Nov 2007	Other	5478932

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Daniel Gideon Cohen	Member	1 Oct 2001	75% - 100%	4385288
Llc Cohen Bros Financial	Owner	1 Apr 2005	75% - 100%	30-0071447
Llc Cohen Brothers	Owner	1 Apr 2005	75% - 100%	01-0825075

Based in New York

The principal office where Emporia Capital Management, LLC performs its advisory services is located at 135 East 57 Th Street, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Los Angeles, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-735-1492 or by fax 212-735-1499. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.cohen-bros.com.