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Foothill Securities, Inc. (Santa Clara)


Foothill Securities, Inc. is a large advisory firm based in Santa Clara. It manages $1.16 billion of regulatory assets for 6,953 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alaska, Arizona, California, and 28 other states.

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Foothill Securities provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and publication of newsletters. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Foothill Securities: assets under management

The assets under management (AUM) of Foothill Securities, Inc. is $1.16 billion. The firm's AUM has grown by 238% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $837.41 million in discretionary accounts and $320.42 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $146.76 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $256.95 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Foothill Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Santa Clara

The principal office where Foothill Securities, Inc. performs its advisory services is located at 2900 Lakeside Drive, Santa Clara, CA 95054, which is also the mailing address of the firm. An additional office of the firm is in San Jose, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 650-625-9701 or by fax 650-625-9707. The normal business hours are 9:00a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at foothillsecurities.com.


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