Dinosaur Capital Management LLC (New York)

Name: Dinosaur Capital Management LLC
Address: 475 Park Avenue South, New York, NY, 10016
Telephone: 212-448-9944

Dinosaur Capital Management LLC is a large advisory firm based in New York. It manages $109.96 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Florida, New Jersey, and New York.

Dinosaur Capital Management provides financial planning services, portfolio management for individuals and small businesses, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Dinosaur Capital Management: assets under management

The assets under management (AUM) of Dinosaur Capital Management LLC is $109.96 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 51% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $109.96 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $5.79 million each.

Investments

The firm invests in non-exchange traded securities the most. They account for 56% of the total AUM. The second-largest asset type is government bonds, which make up 23% of the firm’s portfolio. Investments in exchange traded securities form 14% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Dinosaur Capital Management LLC for their services and products based on a percentage of assets under management, hourly charges, and subscription fees. Subscribers pay a regular fee for the advisory firm’s newsletter or periodical. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Steven Herbert Roseman serves?

The firm provides services to individuals, charitable organizations, and high net worth individuals. The largest group of clients of Steven Herbert Roseman is charitable organizations with 1 clients and $68.04 million of assets under management. Among the 10 most similar advisory firms, Dinosaur Capital Management has the highest percentage of charitable organizations out of all clients.

The amount of regulatory assets under management is $109.96 million for 38 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Dinosaur Capital Management doesn't advise any private funds.

Careers at Dinosaur Capital Management LLC

The company employs 14 people that are either part- or full-time employees. 43 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Steven Herbert Roseman has been acting as President since 1 Jan 2012. William Paul Hodge joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Glenn Andrew Grossman	Manager; chief executive officer	1 Dec 2000	Other	1657276
Llc Dinosaur Group Holdings	Member	1 Jan 2007	75% - 100%	11-3803862
Steven Herbert Roseman	President	1 Jan 2012	Other	4483939
Venisha Frith	Chief financial officer; secretary	1 Jan 2012	Other	4805172
Elliot S Grossman	Senior vice president	1 Aug 2017	Other	5116278
William Paul Hodge	Chief compliance officer	1 Sep 2017	Other	1950852
Steven Edward Collopy	Chief operating officer	1 Sep 2017	Other	3248068

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Glenn Andrew Grossman	Managing member	1 Jan 2007	50% - 75%	1657276

Based in New York

The principal office where Dinosaur Capital Management LLC performs its advisory services is located at 475 Park Avenue South, New York, NY 10016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-448-9944. The normal business hours are 9 am to 5 pm est on Monday - Friday. You can find more information about the New York firm at dcmadvisors.com/index.php.