Zurich Scudder Investments, Inc. (New York)

Name: Zurich Scudder Investments, Inc.
Address: 345 Park Avenue, New York, NY, 10154
Telephone: 212-326-6200

Zurich Scudder Investments, Inc. is a large advisory firm based in New York. It manages $327.94 billion of regulatory assets for 6,311 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Zurich Scudder Investments provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Zurich Scudder Investments: assets under management

The assets under management (AUM) of Zurich Scudder Investments, Inc. is $327.94 billion. The firm's AUM has grown by 88516% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $323.9 billion in discretionary accounts and $4.05 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $52.58 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $26.79 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Zurich Scudder Investments, Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Zurich Scudder Investments, Inc.

Laurence Wingyiu Cheng has been acting as President since 1 Dec 1997. Farhan Sharaff has served as the Chief Investment Officer since 1 Feb 2000. Dean Sherman Barr joined the executive team most recently as the Global Chief Investment Officer & Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edmond Dennis Villani	President, ceo & director	1 Dec 1997	Other	715215
Lynn Sumner Birdsong	Vice president & director	1 Dec 1997	Other	870731
Laurence Wingyiu Cheng	Director	1 Dec 1997	Other	2711491
Kathryn Loretta Quirk	Secretary, clo, cco	1 Dec 1997	Other	2094907
Zurich Holding Company Of America	Direct owner	1 Dec 1997	25% - 50%	36-3096373
Zki Holding Corporation	Direct owner	1 Dec 1997	25% - 50%	36-4058870
Inc. Executive Defined Contribution Plan Trust Edmond Villani Trustee The Scudder Kemper Investments	Direct owner	1 Dec 1997	Other	13-3976914
Inc. Held In Beneficial Ownership By The Management Holder Representatives Shareholders Of Zurich Scudder Investments	Direct owner	1 Dec 1997	Other	13-3241232
Inc. Executive Defined Contribution Plan Trust Edmond Villani Trustee Zurich Scudder Investments	Direct owner	1 Dec 1997	Other	13-3976914
Zurich Insurance Company	Direct owner	1 Oct 1998	Other	36-1999760
Gunther Gose	Director	1 Nov 1998	Other	4300066
Robert Allan Rudell	Chief operating officer	1 Feb 1999	Other	1851723
Nicholas Bratt	Director	1 Jan 2000	Other	718127
Farhan Sharaff	Chief investment officer	1 Feb 2000	Other	3157209
Harold David Kahn	Cfo & treasurer	1 Feb 2000	Other	4146043
Zurich Financial Services (Ukisa) Limited	Direct owner	1 Dec 2000	Other	foreign
Steven Mark Gluckstern	Chairman	1 Jan 2001	Other	4328062
Martin Feinstein	Director	1 Jan 2001	Other	4330623
David Wasserman	Chairman of the board and director	1 Mar 2002	Other	4515941
William Nelson Shiebler	Chief executive officer & director	1 Mar 2002	Other	421992
Dean Sherman Barr	Global chief investment officer & director	1 Apr 2002	Other	1189412
Thomas James Hughes	President & chief operating officer & director	1 Apr 2002	Other	1258975
Deborah Ann Flickinger	Chief of staff & director	1 Apr 2002	Other	1521551
Betty Whelchel	Chief legal officer	1 Apr 2002	Other	4523615
Deutsche Bank Americas Holding Corporation	Direct owner	1 Apr 2002	75% - 100%	13-3645372
William George Butterly	Secretary	1 Apr 2002	Other	2357915
Mary Anne Mullin	Chief compliance officer	1 Apr 2002	Other	2162284
Freiherr Von Girsewald	Director	1 Apr 2002	Other	4530457

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Zurich Insurance Company	Indirect owner	1 Dec 1997	75% - 100%	36-1999760
Allied Zurich Plc	Indirect owner	1 Sep 1998	25% - 50%	foreign
Zurich Group Holding	Indirect owner	1 Sep 1998	75% - 100%	foreign
Zurich Financial Services	Indirect owner	1 Oct 2000	75% - 100%	foreign
Taunus Corporation	Indirect owner	1 Apr 2002	75% - 100%	13-4060471
Deutsche Bank Ag	Indirect owner	1 Apr 2002	75% - 100%	foreign

Based in New York

The principal office where Zurich Scudder Investments, Inc. performs its advisory services is located at 345 Park Avenue, New York, NY 10154 The mailing address of the firm is Two International Place, Boston, MA 02110. An additional office of the firm is in San Francisco, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-326-6200 or by fax 212-751-3451. The normal business hours are 9:00 to 5:00 on Monday - Friday. You can find more information about the New York firm at www.zurichscudderinvestments.com.