Fidelity Management & Research Company (Boston)

Name: Fidelity Management & Research Company
Address: 245 Summer Street, Boston, MA, 02210
Telephone: 617-563-7000

Fidelity Management & Research Company is a large advisory firm based in Boston. It manages $338.95 billion of regulatory assets for 46 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut, New Hampshire, and Rhode Island.

Fidelity Management & Research Company provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for foreign and proprietary funds and accounts. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fidelity Management & Research Company: assets under management

The assets under management (AUM) of Fidelity Management & Research Company is $338.95 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 2725% since the beginning of its operation, and $353.85 million of the total AUM is attributable to clients outside of the United States.

The firm manages $338.95 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $7.37 billion each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fidelity Management & Research Company for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients John J (Mi Only) Remondi serves?

The firm provides services to investment companies and pooled investment vehicles. The largest group of clients of John J (Mi Only) Remondi is investment companies with 312 clients and $338.6 billion of assets under management. Among the 12 most similar advisory firms, Fidelity Management & Research Company has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $338.95 billion for 326 clients. None of the firm’s clients are foreign persons or businesses.

Fidelity Management & Research Company also advises several private funds. Namely, one hedge fund and fifty one other private funds.

Careers at Fidelity Management & Research Company

The company employs 321 people that are either part- or full-time employees. 7 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

John J (Mi Only) Remondi has been acting as President since 1 Jun 2007. Harley Jay Lank joined the executive team most recently as the Head Of High Income.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Crosby Johnson	Director, chairman of the board	1 Apr 1976	Other	1367269
Fmr Llc	Shareholder	1 Dec 1977	75% - 100%	04-2507163
Fmr Corp.	Shareholder	1 Dec 1977	75% - 100%	04-2507163
Edward Crosby Johnson	Director, chairman of the board	1 Dec 1977	Other	1367269
Edward C (Mi Only) Johnson	Director, chairman of the board	1 Dec 1977	Other	1367269
Francis Vincent Knox	Vice president, chief compliance officer	1 Nov 1991	Other	1699647
Peter Simon Lynch	Vice chairman, director	1 Dec 1992	Other	1964598
Jay Freedman	Assistant clerk	1 Jan 1996	Other	2762408
Robert Charles Pozen	Director, president	1 Apr 1997	Other	1963981
Abigail Pierrepont Johnson	Senior vice president	1 May 1997	Other	4340399
Richard Ambrose Spillane	Senior vice president	1 May 1997	Other	1788402
Robert Anthony Lawrence	Senior vice president	1 May 1997	Other	1718925
William Ebsworth	Senior vice president	1 May 1997	Other	4347272
Dwight Churchill	Senior vice president	1 Jun 1997	Other	2306243
Eric Daniel Roiter	General counsel, clerk	1 Dec 1997	Other	3037873
Bart Grenier	Senior vice president	1 Apr 1999	Other	4451384
John Edward Mcdowell	Senior vice president	1 Apr 1999	Other	1522029
Laura Porter Cronin	Treasurer and chief financial officer	1 May 1999	Other	4340395
Dwight Churchill	Senior vice president	1 Jun 2000	Other	2306243
Js Wynant	Treasurer and chief financial officer	1 Mar 2001	Other	4519542
Js (Nmn) Wynant	Treasurer, chief financial officer	1 Mar 2001	Other	4519542
Abigail Pierrepont Johnson	Director, president	1 Jun 2001	Other	4340399
Philip Lindsey Bullen	Senior vice president	1 Jun 2001	Other	2618050
Walter Clemens Donovan	Senior vice president	1 Jun 2001	Other	1406537
Clare Richer	Chief of investment operations	1 Jul 2001	Other	4520133
Bart Grenier	Senior vice president	1 Jan 2002	Other	4451384
Maria Frances Dioriodwyer	Vice president, chief compliance officer	1 Mar 2002	Other	2465027
Clare Richer	Chief of investment operations, senior vice president	1 Apr 2002	Other	4520133
Nicholas Edgar Steck	Chief compliance officer	1 Aug 2002	Other	2508484
John Mcdowell	Senior vice president	1 Nov 2002	Other	1522029
Nicholas Edgar Steck	Chief compliance officer, vice president	1 Apr 2003	Other	2508484
Walter Clemens Donovan	Senior vice president	1 Apr 2003	Other	1406537
Kenneth Alan Rathgeber	Chief compliance officer	1 Oct 2004	Other	2400619
Karen Hammond	Executive vice president	1 Jun 2005	Other	1460573
Kenneth Alan Rathgeber	Chief compliance officer	1 Jun 2005	Other	2400619
Boyce Ingram Greer	Executive vice president	1 Jun 2005	Other	1423638
Dwight Churchill	Executive vice president	1 Jul 2005	Other	2306243
Walter Clemens Donovan	Executive vice president	1 Jul 2005	Other	1406537
Boyce Ingram Greer	Executive vice president	1 Jul 2005	Other	1423638
Stephen P Jonas	Executive director	1 Jul 2005	Other	4523110
Robert Lloyd Reynolds	Director, president	1 Jul 2005	Other	2009065
Timothy Francis Hayes	Executive vice president	1 Jul 2005	Other	2000741
Dwight (Nmn) Churchill	Executive vice president	1 Jul 2005	Other	2306243
Eric Michael Wetlaufer	Group chief investment officer	1 Aug 2005	Other	2687457
Bruce James Herring	Group chief investment officer, vice president	1 Aug 2005	Other	4318326
Bruce T. Herring	Group chief investment officer, vice president	1 Aug 2005	Other	5178568
Robert A Lawrence	Senior vice president, head of high income division	1 Sep 2005	Other	4624500
John J (Mi Only) Remondi	Director	1 Jun 2007	Other	4348172
John Joseph Remondi	Director	1 Jun 2007	Other	4348172
James C Curvey	Director	1 Jun 2007	Other	2293087
John J Remondi	Director	1 Jun 2007	Other	4348172
James C (Mi Only) Curvey	Director	1 Jun 2007	Other	2293087
Walter Clemens Donovan	President	1 Dec 2007	Other	1406537
Scott C (Mi Only) Goebel	Senior vice president, secretary, general counsel	1 May 2008	Other	4491841
Scott C Goebel	Senior vice president, secretary, general counsel	1 May 2008	Other	4491841
Michael E (Mi Only) Wilens	Head of asset management	1 Jul 2008	Other	5653418
Charles B (Mi Only) Mcdevitt	Chief financial officer of asset management	1 Nov 2008	Other	4692288
Joseph A (Mi Only) Hanlon	Compliance officer	1 Mar 2009	Other	4863662
Brian B (Mi Only) Hogan	President, equity group	1 Apr 2009	Other	5663718
Brian Brazell Hogan	President, equity group	1 Apr 2009	Other	5663718
Jacques Pierre Perold	Executive	1 Jul 2009	Other	4407744
Jacques Pierre Perold	Head of asset management	1 Nov 2009	Other	4407744
William F (Mi Only) Kavanagh	Chief financial officer of asset management	1 Jan 2010	Other	5757455
Ronald Philip O'hanley	President of asset management and corporate services	1 Jul 2010	Other	4331592
Abigail P Johnson	Chairman of the board, director	1 Feb 2011	Other	4340399
Abigail Pierrepont Johnson	Chairman of the board, director	1 Feb 2011	Other	4340399
William E Dailey	Chief financial officer of asset management	1 Jul 2011	Other	5226182
Linda Jean Wondrack	Chief compliance officer	1 Apr 2012	Other	1589187
Charles S (Mi Only) Morrison	President of asset management	1 Mar 2014	Other	4650274
Charles Sumner Morrison	President, president of asset management	1 Mar 2014	Other	4650274
William E Dailey	Chief operating officer of asset management, treasurer	1 May 2014	Other	5226182
Jean Marie Raymond	Chief financial officer of asset management	1 May 2014	Other	4148581
William Eric Dailey	Chief operating officer of asset management, executive vice president	1 May 2014	Other	5226182
Michael Howard Whitaker	Compliance officer	1 Sep 2014	Other	4779927
Marc Robert Bryant	Senior vice president, secretary, chief legal officer	1 Sep 2015	Other	4516386
Kenneth Bruce Robins	Compliance officer	1 Jul 2016	Other	6242664
Harris Gregg Komishane	Chief financial officer of asset management, treasurer	1 Jul 2017	Other	5225050
Joseph Arthur Nedder	Chief operating officer of asset management	1 Jul 2017	Other	6142994
Pam Ruddick Holding	Co-head equity	1 Mar 2018	Other	1912576
Timothy Michael Cohen	Co-head equity	1 Mar 2018	Other	6236031
Nancy Delia Prior	Head of fixed income, high income and emerging market debt	1 Mar 2018	Other	6044826
Kevin Matthew Meagher	Chief compliance officer	1 Jul 2018	Other	7002688
William Charles Coffey	Senior vice president, secretary, chief legal officer	1 Sep 2018	Other	7036242
Christopher John Rimmer	Head of asset management finance, treasurer	1 Sep 2018	Other	4770358
Stephen Charles Neff	President, head of asset management	1 Dec 2018	Other	7048247
Harley Jay Lank	Head of high income	1 Aug 2019	Other	4451403

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Edward C (Mi Only) Johnson	Director	1 Oct 1972	Other	1367269
William Leo Byrnes	Director	1 Oct 1972	Other	1091589
James C (Mi Only) Curvey	Director	1 Feb 1990	Other	2293087
James Charles Curvey	Elected manager	1 Feb 1990	Other	2293087
Abigail P Johnson	Director	1 May 1994	Other	4340399
Abigail Pierrepont Johnson	Director	1 May 1994	Other	4340399
Edward C (Mi Only) Johnson Iv	Director	1 Apr 2006	Other	5305256
John J (Mi Only) Remondi	Director	1 Apr 2006	Other	4348172
Edward Crosby Johnson Iv	Elected manager	1 Apr 2006	Other	5305256
John Joseph Remondi	Elected manager	1 Apr 2006	Other	4348172
Michael E (Mi Only) Wilens	Director	1 Oct 2014	Other	5653418
Gerard J. Mcgraw	Director	1 Oct 2014	Other	4713963
Michael Engber Wilens	Elected manager	1 Oct 2014	Other	5653418
Gerard John Mcgraw	Elected manager	1 Oct 2014	Other	4713963

Based in Boston

The principal office where Fidelity Management & Research Company performs its advisory services is located at 245 Summer Street, Boston, MA 02210, which is also the mailing address of the firm. An additional office of the firm is in Smithfield, RI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-563-7000 or by fax 603-864-2311. The normal business hours are 9:00am - 5:00pm est on Monday - Friday. You can find more information about the New York firm at fidelity.com.