Enterprise Investors Corporation (New York)


Enterprise Investors Corporation is a large advisory firm based in New York. It manages $1.16 billion of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012.

Enterprise Investors Corporation provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Enterprise Investors Corporation: assets under management

The assets under management (AUM) of Enterprise Investors Corporation is $1.16 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -20% since the beginning of its operation, and $1.16 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $1.16 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $192.93 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Enterprise Investors Corporation for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Robert G Faris serves?

The only and largest group of clients of Robert G Faris is pooled investment vehicles with 6 clients and $1.16 billion of assets under management. Among the 9 most similar advisory firms, Enterprise Investors Corporation has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.16 billion for 6 clients. 100% of the firm’s clients are foreign persons or businesses.

Enterprise Investors Corporation also advises several private funds. Namely, five private equity funds and one venture capital fund. The minimum investment commitment required of non-related persons ranges from $10,000 to $10,000,000.

Careers at Enterprise Investors Corporation

The company employs 45 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Robert G Faris has been acting as President since 1 Sep 2006. Michal Sylwester Kedzia joined the executive team most recently as the Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Michal Rusiecki Director 1 Sep 2005 Other 6027847
Robert Jospeh Manz Director 1 Sep 2005 Other 1875640
Dariusz Pronczuk Director 1 Sep 2005 Other 6028626
Dariusz Pronczuk Officer 1 Dec 2005 Other 6028626
Dariusz Romuald Pronczuk Officer 1 Dec 2005 Other 6028626
Robert G Faris Chairman/director 1 Sep 2006 Other 6027827
Jacek Siwicki Director/president 1 Sep 2006 Other 6027844
Tadeusz Galkowski Cfo/cco 1 Sep 2006 Other 6027854
Tadeusz Julian Galkowski Cfo/cco 1 Sep 2006 Other 6027854
Rafal Bator Director 1 Nov 2009 Other 6027850
Jacek Wozniak Director 1 Nov 2009 Other 6027851
Sebastian Krol Director 1 Nov 2009 Other 6027856
Stanislaw Knaflewski Director 1 Nov 2009 Other 6027848
Michal Rusiecki Officer 1 Dec 2015 Other 6027847
Robert Jospeh Manz Officer 1 Dec 2015 Other 1875640
Rafal Bator Officer 1 Dec 2015 Other 6027850
Jacek Wozniak Officer 1 Dec 2015 Other 6027851
Sebastian Krol Officer 1 Dec 2015 Other 6027856
Jason Scott Martin Director 1 Dec 2015 Other 6299000
Michal Antonii Rusiecki Officer 1 Dec 2015 Other 6027847
Rafal Wladyslaw Bator Officer 1 Dec 2015 Other 6027850
Sebastian Janusz Krol Officer 1 Dec 2015 Other 6027856
Dariusz Romuald Pronczuk Officer 1 Dec 2015 Other 6028626
Anne C. Mitchell Director 1 Sep 2016 Other 2248089
Anne Cooke Mitchell Director 1 Sep 2016 Other 2248089
Michal Sylwester Kedzia Officer 1 Jun 2018 Other 7087953

Based in New York

The principal office where Enterprise Investors Corporation performs its advisory services is located at 590 Madison Avenue, New York, NY 10022 The mailing address of the firm is Warsaw Financial Center, Warsaw, 00 113. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (1 212) 521 4318 or by fax (1 732) 572 8980. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at ei.com.pl.